Skip to content

R0043/2026-03-28/Q002

Query: Using the vocabulary identified in Q1, search for enterprise requirements, procurement specifications, regulatory guidance, or deployment standards that address the sycophancy phenomenon under its domain-specific names. Focus on regulated industries (defense, healthcare, finance, aviation) where agreeable-but-wrong AI output could cause harm.

BLUF: Regulated industries address the sycophancy phenomenon exclusively through indirect means: human oversight mandates (EU AI Act), automation bias awareness requirements (FDA), general trustworthiness criteria (DoD), and voluntary risk frameworks (NIST). No regulation or standard directly requires AI systems to avoid producing agreeable-but-wrong output. The vocabulary gap from Q001 produces a requirements gap: human-side terms yield human-side solutions.

Answer: H3 (Indirect requirements only) · Confidence: High


Summary

Entity Description
Query Definition Question as received, clarified, ambiguities, sub-questions
Assessment Full analytical product
ACH Matrix Evidence × hypotheses diagnosticity analysis
Self-Audit ROBIS-adapted 4-domain process audit

Hypotheses

ID Statement Status
H1 Substantial direct requirements exist Eliminated
H2 No requirements exist Eliminated
H3 Requirements exist but are indirect Supported

Regulatory Requirements Map

Sector Framework Term Used Requirement Type Specificity
EU (cross-sector) AI Act Article 14 Automation bias Deployer awareness + override capability Medium — names the phenomenon
U.S. Healthcare FDA CDS Guidance Automation bias Transparency / independent review Medium — names the phenomenon
U.S. Defense DoD RAI Tenets Governable, Reliable General trustworthiness in procurement Low — general principles
U.S. Standards NIST AI RMF / GAI Profile Overreliance Voluntary risk identification Low — guidance not binding
Financial Services FSSCC Framework Model validation 230 control objectives Low — generic governance
International ISO/IEC 42001 Risk management General AI management system Low — no specific provision

Searches

ID Target Type Outcome
S01 Procurement and regulatory requirements WebSearch 3 selected / 17 rejected
S02 FDA and DoD regulatory guidance WebSearch 3 selected / 17 rejected
S03 ISO/IEC 42001 and international standards WebSearch 0 selected / 10 rejected

Sources

Source Description Reliability Relevance Evidence
SRC01 EU AI Act Article 14 High High 1 extract
SRC02 FDA CDS Guidance Medium-High High 1 extract
SRC03 DoD RAI Principles High Medium-High 1 extract
SRC04 NIST GAI Profile High Medium-High 1 extract
SRC05 AIR 2024 Taxonomy Medium-High High 1 extract
SRC06 FSSCC Framework Medium-High Medium-High 1 extract

Revisit Triggers

  • EU AI Act full implementation (August 2026) — may produce implementation guidance with more specific requirements
  • FDA issuance of AI-specific (not just CDS) guidance with behavioral requirements
  • DoD CDAO generative AI guardrails becoming formal procurement requirements
  • NIST AI RMF update incorporating system-behavior requirements